Emerging Companies

Kalik Lewin counsels and advises emerging companies, particularly those in the information technology and biotechnology sectors, on corporate organization and governance, venture financing, mergers and acquisitions, and business immigration and employment. The firm approaches commercial issues with the business deal in mind first and tailors the documentation of any transaction to the commercial considerations of its clients, negotiating and drafting marketing agreements and technology development and licensing agreements with these considerations in mind. The firm also provides counseling and monitoring of regulations and legislation affecting emerging companies.


Corporate Organization & Governance

Particular expertise in corporate organization and governance allows Kalik Lewin to provide specialized counseling to emerging companies on critical issues including entity selection, board of directors composition, investment negotiation, preferred stock rights, stock option plans, shareholder and non-competition agreements and operational financing. This expertise in the organization and structuring of corporations, limited partnerships and limited liability companies, particularly under Delaware corporate law allows the firm to offer sound creative approaches to the negotiation and drafting of governance agreements including LLC operating agreements and partnership agreements.


Venture Financing

The firm advises both emerging companies seeking venture capital and other sources of private equity financing as well as early-stage venture capital funds, merchant banks, investment clubs and mezzanine private equity firms making those types of investments. Kalik Lewin offers a wealth of expertise in the negotiation and structuring of venture capital transactions, including preferred stock structures, dividend and liquidation preferences and unique valuation protection and make-whole mechanisms. The firm represents investors and entrepreneurs in development of VC funds and investment clubs and has extensive experience in the organization and structuring of family limited partnerships, limited liability companies and similar investment vehicles.


Marketing Agreements

Kalik Lewin counsels emerging companies on developing the strategic relationships necessary to bring technology products and services into the marketplace. The firm structures, negotiates and manages channel sales, value-added re-seller and joint venture programs for clients in the fields of biotechnology, enhanced RF devices, health care information technology, wireless communications, demography, data transformation and data management, providing strategic advice and counseling to best leverage the client's technology offerings with the sales skills of their marketing alliances and partners.


Technology Development and Licensing

Protection of proprietary intellectual property and technology is critical to enhance the development of every emerging company. The professionals of Kalik Lewin approach the negotiation and documentation of technology development and licensing agreements and transactions to assure that the documentation fits the deal, rather than forcing the business deal to conform to legalese in documentation. The firm has prepared technology development and licensing agreements for biotechnology companies and firms providing information technology products and services to the health care, media, wireless communications, online security, supply-chain management and data management industries.


Business Immigration and Employment

For emerging companies, finding the best people from the world over is a top priority. Kalik Lewin facilitates the acquisition and hiring of foreign nationals for key positions in technology companies by coordinating applications for H1-B and EB preference visas with the U.S. Immigration and Naturalization Service and the U.S. Department of Labor. The firm assists clients in the development of employment policies, incentive programs (including warrants and stock options) and severance packages to comprehensively address employment issues in the growing emerging company.


Mergers & Acquisitions

Kalik Lewin advises emerging companies on corporate development strategies including mergers and acquisitions. The firm regularly represents the founders and selling principals of successful privately-held companies in their acquisition by public companies or institutional investor-backed enterprises. The firm has completed corporate asset sales and mergers and reorganizations of successful emerging companies in the data transformation, data management and media software industries. The firm has also completed numerous internal reorganization, recapitalization, roll-up and reincorporation transactions of its emerging company clients.


Regulation and Legislation

The firm regularly advises emerging companies on the effects of legislative and regulatory developments on the growing business. Special attention is provided to the regulatory and legislative developments effecting biotechnology clients, as well as the impact export controls, data privacy and online and computer security regulations. Kalik Lewin has extensive experience in the regulatory aspects of health care information technology under the Health Insurance Portability and Accountability Act of 1996 (HIPAA). The firm addresses legislative and regulatory issues through a multi-disciplinary approach, leveraging the career experience of its principals as former Congressional staffers with legal expertise and strong relationships across the executive branch and Congress to manage political risks and craft legislative and regulatory solutions for its clients.